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Financial Advisor from Monmouth County Pleads Guilty to Stealing $9.8 Million from Clients (11/18/09)

Spring Lake Resident Ordered to Pay $5.1 Million in Penalties and Restitution for Fraudulently Pushing Penny Stock (9/30/09)

Judge Finds Monmouth County Company Defrauded Investors via a Ponzi Scheme, Orders $7 Million to be Paid in Restitution (9/3/09)

Garfield Man Charged with Defrauding Investors of $1.7 Millon by Selling Unregistered Stock in Horseshoe Manufacturing Venture (7/21/09)

Deutsche Bank Securities Inc. Pays $1M to the New Jersey Bureau of Securities to Settle Auction-Rate Securities Case (6/3/09)

Three Men Who Targeted Wyckoff Church Members Reach Settlements with the N.J. Bureau of Securities (5/28/09)

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