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New Jersey Bureau of Securities

Uniform Securities Law and Regulations

The Bureau of Securities administers and enforces the Uniform Securities Law (1997) (N.J.S.A. 49:3-47 et seq.), and regulations promulgated thereunder (N.J.A.C. 13:47A-1.1 et seq.) that govern the regulation and registration of securities, broker-dealers, agents of broker-dealers, investment advisers and investment adviser representatives doing business in or from New Jersey.

Last Modified: 2/17/2016 10:00 AM